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Investment/trading in securities by employees of AMC(s) and Trustees of Mutual Funds

Investment/trading in securities by employees of AMC(s) and Trustees of Mutual Funds

Circular Dated 17.11.2016

Amendments have been made for providing guidelines in the following provisions of their respective circulars.

  • Clause 1.1 of SEBI Circular dated May 08, 2001 on investments.
  • Clause 1.2 of SEBI Circular dated May 08, 2001 on applicability of guidelines.
  • Clause 2.2.2 (ii) of SEBI Circular dated May 08, 2001.
  • Clause 1.4 of SEBI Circular dated May 08, 2001 read with July 11, 2003 and December 15, 2009.
  • Clause 3 of SEBI Circular dated June 20, 2002.

 

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